Hong Kong SFC reprimands and fines Citigroup Global Markets Asia Limited $6M ..

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3 October 2011

SFC reprimands and fines Citigroup Global Markets Asia Limited $6 million and suspends its former responsible officer 
The Securities and Futures Commission (SFC) has reprimanded Citigroup Global Markets Asia Limited (Citi Asia), fined it $6 million, and suspended the approval granted to Ms Lisa Chan Sin Man, to act as a responsible officer. Her licence has also been suspended for eight months from 3 October 2011 to 2 June 2012 (Note 1 and 2).

 Ref: here