FINMA: Enforcement Report 2016


April 4 2017

This is FINMA’s third annual Enforcement report. It contains brief, anonymised descriptions of the cases FINMA dealt with during 2016 as well as statistical data designed to present and explain the supervisory authority’s enforcement work to both financial market participants and the public at large. This report complements the overview of FINMA’s enforcement activities provided in the Annual Report, which is published on the same day.